Article 32
The International Preliminary Examining Authority
(1) International preliminary examination shall be carried out by the
International Preliminary Examining Authority.
(2) In the case of demands referred to in Article 31(2)(a), the receiving
Office, and, in the case of demands referred to in Article 31(2)(b), the
Assembly, shall, in accordance with the applicable agreement between the
interested International Preliminary Examining Authority or Authorities and the
International Bureau, specify the International Preliminary Examining Authority
or Authorities competent for the preliminary examination.
(3) The provisions of Article 16(3) shall apply, mutatis mutandis, in respect
of International Preliminary Examining Authorities.
Article 33
The International Preliminary Examination
(1) The objective of the international preliminary examination is to
formulate a preliminary and non-binding opinion on the questions whether the
claimed invention appears to be novel, to involve an inventive step (to be
non-obvious), and to be industrially applicable.
(2) For the purposes of the international preliminary examination, a claimed
invention shall be considered novel if it is not anticipated by the prior art as
defined in the Regulations.
(3) For the purposes of the international preliminary examination, a claimed
invention shall be considered to involve an inventive step if, having regard to
the prior art as defined in the Regulations, it is not, at the prescribed relevant
date, obvious to a person skilled in the art.
(4) For the purposes of the international preliminary examination, a claimed
invention shall be considered industrially applicable if, according to its nature,
it can be made or used (in the technological sense) in any kind of industry.
“Industry” shall be understood in its broadest sense, as in the Paris Convention
for the Protection of Industrial Property.
(5) The criteria described above merely serve the purposes of international
preliminary examination. Any Contracting State may apply additional or
different criteria for the purpose of deciding whether, in that State, the claimed
invention is patentable or not.
(6) The international preliminary examination shall take into consideration
all the documents cited in the international search report. It may take into consideration any additional documents considered to be relevant in the
particular case.
Article 34
Procedure before the International Preliminary Examining Authority
(1) Procedure before the International Preliminary Examining Authority
shall be governed by the provisions of this Treaty, the Regulations, and the
agreement which the International Bureau shall conclude, subject to this Treaty
and the Regulations, with the said Authority.
(2)(a) The applicant shall have a right to communicate orally and in writing
with the International Preliminary Examining Authority.
(b) The applicant shall have a right to amend the claims, the description,
and the drawings, in the prescribed manner and within the prescribed time limit,
before the international preliminary examination report is established. The
amendment shall not go beyond the disclosure in the international application as
filed.
(c) The applicant shall receive at least one written opinion from the
International Preliminary Examining Authority unless such Authority considers
that all of the following conditions are fulfilled:
(i) the invention satisfies the criteria set forth in Article 33(1),
(ii) the international application complies with the requirements of
this Treaty and the Regulations in so far as checked by that Authority,
(iii) no observations are intended to be made under Article 35(2), last
sentence.
(d) The applicant may respond to the written opinion.
(3)(a) If the International Preliminary Examining Authority considers that
the international application does not comply with the requirement of unity of
invention as set forth in the Regulations, it may invite the applicant, at his
option, to restrict the claims so as to comply with the requirement or to pay
additional fees.
(b) The national law of any elected State may provide that, where the
applicant chooses to restrict the claims under subparagraph (a), those parts of
the international application which, as a consequence of the restriction, are not
to be the subject of international preliminary examination shall, as far as effects
in that State are concerned, be considered withdrawn unless a special fee is paid
by the applicant to the national Office of that State.
(c) If the applicant does not comply with the invitation referred to in
subparagraph (a) within the prescribed time limit, the International Preliminary
Examining Authority shall establish an international preliminary examination
report on those parts of the international application which relate to what
appears to be the main invention and shall indicate the relevant facts in the said
report. The national law of any elected State may provide that, where its
national Office finds the invitation of the International Preliminary Examining
Authority justified, those parts of the international application which do not
relate to the main invention shall, as far as effects in that State are concerned, be
considered withdrawn unless a special fee is paid by the applicant to that Office.
(4)(a) If the International Preliminary Examining Authority considers
(i) that the international application relates to a subject matter on
which the International Preliminary Examining Authority is not
required, under the Regulations, to carry out an international
preliminary examination, and in the particular case decides not to
carry out such examination, or
(ii) that the description, the claims, or the drawings, are so unclear, or
the claims are so inadequately supported by the description, that
no meaningful opinion can be formed on the novelty, inventive
step (non-obviousness), or industrial applicability, of the claimed
invention,
the said Authority shall not go into the questions referred to in Article 33(1) and
shall inform the applicant of this opinion and the reasons therefor.
(b) If any of the situations referred to in subparagraph (a) is found to
exist in, or in connection with, certain claims only, the provisions of that
subparagraph shall apply only to the said claims.
Article 35
The International Preliminary Examination Report
(1) The international preliminary examination report shall be established
within the prescribed time limit and in the prescribed form.
(2) The international preliminary examination report shall not contain any
statement on the question whether the claimed invention is or seems to be
patentable or unpatentable according to any national law. It shall state, subject
to the provisions of paragraph (3), in relation to each claim, whether the claim
appears to satisfy the criteria of novelty, inventive step (non-obviousness), and
industrial applicability, as defined for the purposes of the international
preliminary examination in Article 33(1) to (4). The statement shall be
accompanied by the citation of the documents believed to support the stated conclusion with such explanations as the circumstances of the case may require.
The statement shall also be accompanied by such other observations as the
Regulations provide for.
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